Regulation Best Interest Disclosure

Overview

The Securities and Exchange Commission's Regulation Best Interest ("Reg BI") establishes a standard of conduct for broker-dealers and associated persons when making recommendations to retail customers. While Ohey Inc. operates as a registered investment adviser (not a broker-dealer), we voluntarily adopt Reg BI's principles of care, disclosure, conflict mitigation, and compliance in our platform operations.

Nature of Our Services

Ohey Inc. provides personalized, non-discretionary investment advisory services through its interactive website, including:

AI-Generated Trade Signals — Machine-learning models generate specific options trade recommendations (entry, exit, stop-loss, position sizing) personalized to each client's risk profile and experience level
Strategy Recommendations — Algorithm-driven strategy suggestions (e.g., Iron Condor, Credit Spread, Straddle) based on market regime and client risk tolerance
Portfolio-Level Risk Analytics — Personalized portfolio analysis including gamma exposure, delta hedging recommendations, and volatility assessment
Risk Parameter Guidance — Position sizing and leverage recommendations calibrated to each client's financial situation

We do not manage client accounts on a discretionary basis, execute trades on your behalf, or hold custody of funds. All trading decisions are made solely by the client.

Best Interest Obligation

We act in your best interest. As a registered investment adviser, Ohey Inc. owes you a fiduciary duty of care and loyalty. We are required to act in your best interest and provide full disclosure of all material conflicts of interest. We do not put our interests ahead of yours.

Duty of Care

Ohey Inc. exercises care in the design and operation of its analytics platform by:

Using rigorous walk-forward cross-validation, out-of-distribution detection, and conformal prediction to ensure signal quality
Providing confidence scores with all signals so users can assess reliability
Collecting client profile information (risk tolerance, account size, experience level, investment horizon) to enable appropriate signal filtering
Displaying clear risk warnings alongside performance data
Offering educational materials to help users understand model limitations

Conflicts of Interest

Ohey Inc. identifies and mitigates the following potential conflicts:

Subscription revenue: Our revenue depends on subscription retention. We mitigate this by being transparent about model accuracy, showing losing trades alongside winners, and never hiding periods of underperformance.
Model presentation: We could selectively present favorable metrics. We mitigate this by reporting walk-forward validated results (not in-sample), including all folds in reported statistics, and publishing both backtested and live performance.
No commission-based conflicts: We do not receive commissions, soft-dollar arrangements, or payment for order flow. We have no incentive to encourage excessive trading.

Client Profile Suitability

Ohey Inc. collects the following information to support appropriate signal delivery:

Investment experience level (beginner through institutional)
Risk tolerance (conservative, moderate, aggressive)
Account size and maximum position sizing preferences
Time horizon preference (0DTE, 1 week, 4 weeks, long-term)
Approved strategy types (e.g., directional, spread, hedging)
Margin and portfolio margin eligibility

This information is used to filter and adjust signal presentation. Users receive signals appropriate to their indicated risk profile and experience level.

Fee Structure

Ohey Inc. charges fixed subscription fees. Current tiers:

Basic: $0/month — Foundational analytics and limited signals
Advanced: $29/month ($348/year) — Full signal access, portfolio analytics, regime detection
Pro: $79/month ($948/year) — All features plus priority signals and premium strategies

No performance-based fees, commissions, or transaction fees. Clients will also incur brokerage commissions, exchange fees, and other costs charged by their own broker — Ohey Inc. does not receive any portion of these fees. Current pricing is available at oheyinc.com/pricing.

Risk Disclosure

Options trading involves substantial risk. The following risks should be carefully considered:

Options can expire worthless, resulting in total loss of the premium paid
Short options positions carry theoretically unlimited risk
Past performance of our models is not indicative of future results
Market conditions can change rapidly, and models may underperform during regime shifts
Backtested results are hypothetical and subject to hindsight bias, overfitting, and survivorship bias
Liquidity and execution risk may cause actual results to differ from model predictions
Users should not invest more than they can afford to lose

Compliance Program

Ohey Inc. maintains a compliance program that includes:

Written supervisory procedures for platform operations
Code of Ethics governing employee conduct and personal trading
Regular review of model outputs for accuracy and bias
Identity verification at user registration
Audit trail logging of all user interactions and consent acknowledgments
Periodic review and updating of regulatory disclosures

Disciplinary History

Ohey Inc. and its associated persons have no legal or disciplinary history to disclose. You can research our firm and registered persons at adviserinfo.sec.gov (CRD# 340093) or BrokerCheck.

Contact Information

For questions about this disclosure or our compliance policies, contact:

Email: [email protected]

Website: oheyinc.com

Regulation Best Interest (Reg BI) Disclosure